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Behavioural Competency & Marine Assurance

Behavioural Competency Assessment & Verification – Project

Independent implementation of an evidence-based behavioural competency assessment programme supporting vessel operators, seafarer development, safety culture and marine assurance.

Project Overview

PAMS Pacific Admiralty Maritime Services was engaged to support the development and implementation of a behavioural competency assessment and verification programme for a vessel operator seeking to strengthen its approach to assessing human performance during critical shipboard operations.

The project focused on establishing a practical assessment methodology that could be applied to operational personnel without treating behavioural competency as a personality test or as a replacement for technical competence, statutory certification or company procedures.

The project methodology was structured around observable behaviours, operational evidence, structured questioning and the specific responsibilities associated with the assessed rank and operation.

Project principle: Behavioural competency assessment should identify how personnel actually perform in an operational environment, using objective evidence and clearly defined behavioural indicators rather than assumptions about personality or individual character.

Project Objectives

Establish a Structured Framework

Develop a consistent assessment structure covering the principal behavioural competencies relevant to vessel operations and individual responsibilities.

Assess Observable Behaviour

Provide assessors with a practical method for identifying and recording behaviours demonstrated during actual operational activities.

Identify Development Needs

Identify specific behavioural strengths and development areas that can be addressed through coaching, training and operational experience.

Support Continuous Improvement

Establish a process through which assessment findings can be reviewed, followed up and verified as part of the company's existing competence-management arrangements.

Project Scope

The project was structured to provide a practical behavioural competency assessment framework applicable to shipboard personnel operating in safety-critical environments.

Competency Framework

Definition of the behavioural competency domains, elements and observable indicators applicable to the assessment programme.

Assessment Methodology

Development of evidence-gathering methods including direct observation, structured questioning, document review and operational evidence where legitimately available.

Operational Application

Identification of suitable vessel operations in which behavioural competencies can be observed and assessed under realistic operating conditions.

Reporting & Verification

Development of structured assessment records, findings, development recommendations and follow-up verification arrangements.

Core Behavioural Competency Domains

The project considered six principal behavioural competency domains. Each domain was assessed through observable behaviours relevant to the individual's role and operational environment.

Team Working

Ability to work effectively with others, share information, support team members, coordinate activities and contribute to collective operational performance.

Communication & Influencing

Ability to communicate clearly, confirm understanding, influence appropriate action and ensure important information reaches the personnel who need it.

Situation Awareness

Ability to maintain awareness of vessel condition, operational environment, personnel, developing hazards and changes that may affect the planned operation.

Decision Making

Ability to assess available information, consider risk, evaluate alternatives and make timely decisions appropriate to the operational circumstances.

Results Focus

Ability to maintain appropriate focus on achieving operational objectives while maintaining safety, quality, procedural compliance and effective use of available resources.

Leadership & Managerial Skills

Ability to establish clear expectations, coordinate personnel, manage resources, encourage appropriate challenge and maintain effective operational control.

Assessment Evidence Framework

The project established an evidence-based approach so that behavioural assessments could be supported by observable information rather than subjective impressions.

Evidence Method Application Typical Evidence
Direct Observation (O) Observation of personnel during actual operational activities. Communication, teamwork, monitoring, leadership, decision-making and response to changing conditions.
Interview & Questioning (I) Structured questions following operational activities or during competency discussions. Reasoning, risk perception, decision rationale, alternative actions and lessons learned.
Document & Record Review (D) Review of relevant operational and competence-management records. Risk assessments, toolbox records, procedures, training records and relevant operational documentation.
Scenario / Simulation (S) Structured scenarios where actual operational observation is not sufficient or where additional assessment is appropriate. Response to abnormal situations, decision-making, communication and prioritization.
Operational / VDR Evidence (V) Review of legitimately available operational data where appropriate and authorized. Communication sequences, operational decisions and response to developing situations.

Operational Assessment Areas

The project identified operational situations in which behavioural competencies could be observed with sufficient relevance to the individual's responsibilities.

Bridge & Navigation Operations

Assessment of communication, bridge-team interaction, situational awareness, challenge, decision-making and leadership during navigation activities.

Cargo & Transfer Operations

Assessment of planning, coordination, communication, monitoring and response to changing conditions during cargo-related activities.

Mooring & Anchoring

Assessment of team coordination, communication, operational awareness, risk recognition and leadership during mooring and anchoring activities.

Engineering & Machinery Operations

Assessment of communication, coordination, workload management, decision-making and response to abnormal machinery conditions.

Emergency & Abnormal Situations

Assessment of leadership, prioritization, communication, situational awareness and decision-making under changing or unexpected conditions.

Critical Transfer Operations

Assessment of behavioural performance during high-risk transfer activities such as bunkering or other critical operations, where applicable to the vessel and agreed scope.

Behavioural Indicators

Behavioural Area Positive Indicators Potential Development Indicators
Communication Provides clear information, confirms understanding and communicates relevant changes. Ambiguous instructions, incomplete information transfer or failure to confirm understanding.
Team Working Encourages participation, shares information and supports effective team coordination. Limited team involvement, poor information sharing or reluctance to consider relevant input.
Situation Awareness Monitors relevant conditions and recognizes developing risks. Failure to recognize changing conditions or excessive fixation on a single task.
Decision Making Considers information, risk and alternatives before making appropriate decisions. Premature decisions, insufficient cross-checking or failure to reassess when conditions change.
Challenge & Escalation Raises concerns appropriately and supports constructive challenge. Failure to challenge unsafe conditions or delayed escalation of significant concerns.
Leadership Establishes expectations, maintains control and supports effective team performance. Excessive authority, inadequate direction or failure to involve relevant personnel.

Assessment Rating Structure

The project incorporated a structured rating approach to support consistency between observations. Ratings should always be supported by evidence and interpreted in relation to the individual's role, operational context and available opportunity for observation.

Rating Interpretation
0 Not observed or insufficient opportunity to assess.
1 Unsatisfactory behavioural performance requiring attention.
2 Needs significant improvement and further development.
3 Meets the expected standard for the role and operational circumstances.
4 Strong and consistent behavioural performance.
5 Exemplary and proactive behavioural performance demonstrating a strong positive influence on operational performance.

Project Implementation Process

Scope & Planning

Identification of vessel type, personnel, ranks, operational activities, assessment objectives and available evidence sources.

Assessment Preparation

Establishment of competency domains, behavioural indicators, observation criteria and assessment documentation.

Operational Observation

Observation of personnel during suitable vessel activities with attention to actual operational conditions and responsibilities.

Evidence Review

Structured questioning and review of relevant documentation and operational evidence where available.

Competency Assessment

Evaluation of demonstrated behaviours against the agreed competency domains and behavioural indicators.

Feedback & Verification

Communication of findings, development recommendations and subsequent verification where required.

Project Findings

The project demonstrated that a structured behavioural competency approach can provide management with information that is not normally captured through technical certification or routine procedural audits alone.

Strong Technical Knowledge Does Not Guarantee Behavioural Effectiveness

Personnel may possess appropriate technical knowledge while still requiring development in communication, challenge, leadership or decision-making behaviours.

Operational Context Is Essential

Behaviour should be interpreted in relation to the actual task, risk level, workload, team composition and environmental conditions.

Evidence Improves Assessment Quality

Recording specific observable behaviours provides a stronger basis for assessment than generalized comments about an individual's attitude or personality.

Follow-Up Is Important

Development recommendations become more effective when subsequent observation or verification is used to determine whether behavioural improvements have been demonstrated.

Critical Behavioural Risk Indicators

Particular attention was given to behaviours that may indicate increased operational risk when repeatedly demonstrated or left unaddressed.

  • Failure to challenge or escalate significant safety concerns.
  • Communication breakdown during critical stages of an operation.
  • Poor monitoring of changing operational conditions.
  • Continuing with an original plan despite significant changes in circumstances.
  • Decision-making without appropriate cross-checking or consideration of available information.
  • Excessive focus on task completion at the expense of appropriate risk control.
  • Suppression of relevant input from junior or supporting personnel.
  • Weak coordination between departments or operational teams.
  • Failure to learn from previous operational events or identified weaknesses.
Risk principle: A single behavioural observation should not automatically be treated as evidence of systemic weakness. Assessment findings should be considered in context, supported by evidence and evaluated for consistency before development or management conclusions are made.

Project Deliverables

Competency Assessment Framework

Structured framework covering the behavioural competency domains, elements and observable indicators applicable to the agreed operational scope.

Assessment Records

Structured records for documenting observations, evidence, behavioural indicators and assessment findings.

Individual Competency Profile

Consolidated assessment of demonstrated behavioural strengths and development areas for the assessed individual.

Development Recommendations

Practical recommendations for coaching, training, operational practice and subsequent verification.

Management Summary

High-level summary of relevant findings and opportunities for integration into existing company competence-management systems.

Follow-Up Verification

Recommended approach for subsequent observation and verification of identified behavioural development areas.

Benefits to Vessel Operators

Improved Behavioural Visibility

Provides management with structured information about how personnel perform during operational activities.

Targeted Development

Helps identify specific behavioural development needs rather than relying solely on generic training programmes.

Stronger Safety Culture

Encourages effective communication, appropriate challenge, teamwork and learning from operational experience.

Marine Assurance Support

Provides additional evidence that can support broader marine assurance and competence-management activities where relevant.

Technical Reference Framework

The project methodology was developed with reference to recognized maritime competence, human-element and behavioural competency principles. The applicable requirements depend on the vessel, company, operational scope and assessment objectives.

OCIMF / INTERTANKO Behavioural Competency Assessment and Verification for Vessel Operators framework and associated behavioural competency principles.
ISM Code Safety-management principles relevant to operational control, risk management, procedures and continuous improvement.
STCW Competence Principles Relevant competence, human performance and training principles, without treating behavioural assessment as a replacement for statutory certification.
SIRE 2.0 Relevant behavioural and operational performance considerations where applicable to tanker marine assurance activities.
TMSA Relevant competence, management-system and continuous-improvement considerations where applicable to tanker operations.
IMO Human Element Principles Relevant human-element, competence, operational safety and performance considerations.
Framework limitation: This project represents an independent PAMS technical consultancy methodology. It is not an OCIMF inspection, OCIMF certification or statutory examination. Behavioural competency assessment should complement, rather than replace, company competence-management systems, training, statutory requirements and applicable vessel inspections.

Independent Technical Oversight

Independent Consultancy

PAMS Pacific Admiralty Maritime Services provides independent marine surveying, marine engineering and maritime technical consultancy services.

Technical Experience

The consultancy combines marine operational, engineering, surveying and maritime compliance experience relevant to safety-critical vessel activities.

Evidence-Based Approach

Assessment findings are based on observable behaviour, operational evidence and structured evaluation rather than personality-based judgement.

Practical Reporting

Findings are structured to support management decisions, competency development, coaching and subsequent verification.

About the Technical Author

Gregory Apostologlou

Managing Director of PAMS Pacific Admiralty Maritime Services. Mechanical Engineer and Marine Technical Superintendent with international maritime experience in marine surveying, vessel inspections, marine risk assessment, FPSO/SPM technical engineering and maritime regulatory compliance.

Gregory Apostologlou is also an authorized PHRS Surveyor.

Technical Content Review

Last Technical Review

September 2026

Review Frequency

Content is reviewed periodically to reflect recognized maritime behavioural competency principles, applicable industry guidance and developments in marine assurance practice.

Referenced technical framework: OCIMF / INTERTANKO Behavioural Competency Assessment and Verification, ISM Code, relevant STCW competence principles, IMO human-element principles and applicable marine assurance requirements.

Behavioural Competency Project FAQ

What was the purpose of the behavioural competency project?

The project was designed to establish a structured, evidence-based approach for assessing and verifying behavioural competencies during vessel operations and supporting continuous improvement within the operator's competence-management system.

What behavioural competencies were included?

The project considered Team Working, Communication and Influencing, Situation Awareness, Decision Making, Results Focus, and Leadership and Managerial Skills.

How was behavioural evidence collected?

Evidence may be collected through direct observation, structured questioning, document and record review, scenarios or simulations where appropriate, and legitimately available operational data such as VDR information.

Is behavioural competency the same as technical competence?

No. Technical competence concerns the knowledge and technical ability required for a role, while behavioural competency concerns how those abilities are applied through communication, teamwork, situational awareness, decision-making, results focus and leadership.

Can the project be applied to different vessel types?

Yes. The methodology can be adapted to different vessel types, ranks and operational environments, provided the assessment criteria are relevant to the individual's role and the agreed operational scope.

Is this project an official OCIMF certification?

No. PAMS provides an independent technical assessment methodology informed by recognized behavioural competency principles, including the OCIMF and INTERTANKO framework. It is not represented as an OCIMF certification or statutory examination.

Can assessment findings be used for crew development?

Yes. Findings can support targeted coaching, training, competence-management activities, performance development and subsequent verification of improvement.

Does behavioural competency assessment replace the ISM system?

No. Behavioural competency assessment complements existing safety-management and competence-management arrangements. It does not replace the ISM Code, statutory certification, company procedures, flag-state requirements, classification surveys or other applicable inspections.

Related Behavioural Competency Resources

Resource Description Link
Behavioural Competency Assessment Independent behavioural competency assessment and verification supporting vessel operators and seafarer development. View Main Service
Behavioural Competency Case Study Practical case study demonstrating evidence-based behavioural competency assessment during vessel operations. View Case Study
Behavioural Competency Technical Article Technical article providing additional information on behavioural competency assessment and its application in maritime operations. Read Technical Article

Engineering Reference Notice

This project page describes an independent PAMS technical consultancy project and its behavioural competency assessment methodology. The project scope, vessel type, personnel and operational activities may vary according to client requirements. Behavioural competency assessment does not replace technical competence certification, statutory requirements, company procedures, classification surveys, flag-state requirements or other mandatory inspections.

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